NOTE: Stipulations of Fact and Consent to Penalty (SFC); Offers of Settlement (OS); and Letters of Acceptance Waiver, and Consent (AWC) are entered into by Respondents without admitting or denying the allegations, but consent is given to the described sanctions & to the entry of findings. Additionally, for AWCs, if FINRA has reason to believe a violation has occurred and the member or associated person does not dispute the violation, FINRA may prepare and request that the member or associated person execute a letter accepting a finding of violation, consenting to the imposition of sanctions, and agreeing to waive such member's or associated person's right to a hearing before a hearing panel, and any right of appeal to the National Adjudicatory Council, the SEC, and the courts, or to otherwise challenge the validity of the letter, if the letter is accepted. The letter shall describe the act or practice engaged in or omitted, the rule, regulation, or statutory provision violated, and the sanction or sanctions to be imposed.

Jason Todd Owenson
AWC/2008012257701

After failing a Series 7 qualification exam, Associated Person Owenson induced a test center employee to provide him with a written exam score report that falsely reflected that he had passed, which he then gave to his member firm purporting it reflected his actual exam score. Owenson provided FINRA with materially false information, failed to provide other requested documents and provided false testimony under oath. Owenson submitted a fictitious letter to FINRA on a former employer’s stationery purportedly signed by an employee of that company which contained fabricated information. 

Jason Todd Owenson: Barred