In the Matter of the Application of
Financial Industry Regulatory Authority, Inc.
For an Order Granting the Approval of
Sean P. Brennan
As an Associated Person With Trinity Distributors, LLC Securities Exchange Act of 1934 : Section 15A(g)(2)
34-60133 (June 17, 2009)
SEC ORDER APPROVING APPLICATION FOR RELIEF FROM A STATUTORY DISQUALIFICATION
34-60133 (June 17, 2009)
The Commission's Division of Trading and Markets, pursuant to delegated authority, has reviewed the instant Application and the record before FINRA. Relying on the representations made by FINRA and Trinity concerning the proposed association of Mr.Brennan, and the Division of Trading and Markets has concluded that it is appropriate for the Commission to APPROVE the Application permitting Mr. Brennan to associate with Trinity as an associated, but not registered, person subject to the conditions of this order.