Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW

April 24, 2021






































The Mother with an Edward Jones Account and Her Daughter the Edward Jones Branch Administrator (BrokeAndBroker.com Blog)

Maryland Financial Advisor Facing Federal Charges for Stealing a Client's Life Savings / Defendant Allegedly Stole Thousands of Dollars from the Victim and Used the Funds for His Personal Benefit; As a Result of the Fraud, Victim's House Went Into Foreclosure and He Owed the IRS $63,000 (DOJ Release)

High-Level Organizer of Notorious Hacking Group Sentenced to Prison for Scheme that Compromised Tens of Millions of Debit and Credit Cards / Overall Damage to Banks, Merchants, Card Companies, and Consumers Estimated at more than $1 Billion (DOJ Release)

SEC Denies Whistleblower Award
In an Order Determining Whistleblower Award Claim (SEC)

SEC Reopens Comment Period for Universal Proxy (SEC Release)

Second Managing Partner Of Investment Advisory Firm Pleads Guilty To Defrauding Clients And Investors In Over $100 Million Ponzi-Like Fraud Scheme (DOJ Release)

SEC Charges IIG Co-Founder Martin Silver With Fraud (SEC Release)