GUEST BLOG [In]Securities: Singin' the Varsity Blues, Part 3: Walkin' That Lonesome Valley by Aegis Frumento Esq (BrokeAndBroker.com Blog)

Law Firm Seeks Litigation Associate (Warren Law Group)

Cryptocurrencies a Growing Target of Theft / Charges Against North Korean Hackers Show Cyber Thieves Shifting to Virtual Currency Markets and Exchanges (FBI Release)

New Bank Fraud and Aggravated Identity Theft Charges Added to Non-Profit CEO'S Previous Federal Indictment Charging Her with Wire Fraud, Bank Fraud, and Aggravated Identity Theft / Allegedly Defrauded a New Victim of More Than $71,000 While on Pretrial Release (DOJ Release)

SEC Charges Denver Resident for Role In Fraudulent Scheme (SEC Release)

South Carolina Investment Fund Manager Admits $20 Million Securities Fraud Scheme (DOJ Release)

SEC Charges Unregistered Investment Adviser with Misleading Investors in Decade-Long Fraud (SEC Release)

SEC Halts Alleged Ongoing Offering Fraud Involving Digital Asset Trading Fund (SEC Release)

Moving Forward Together - Enforcement for Everyone (Speech by SEC Commissioner Caroline A. Crenshaw)

Did You Hear the One About the Oligarch Money Launderer and Arms Dealer? (BrokeAndBroker.com Blog)

A Court Seems Unimpressed by Financial Exploitation of an Elderly Widow (BrokeAndBroker.com Blog)

FINRA Suffers Stunning Rebuke by SEC in Tysk Appeal (BrokeAndBroker.com Blog)

Law Firm Seeks Litigation Associate (Warren Law Group)

Did You Hear the One About the Oligarch Money Launderer and Arms Dealer? (BrokeAndBroker.com Blog)

National Consumer Bankruptcy Law Firm Agrees to Pay More than $300,000 in Relief to Consumers and to a Six-Year Practice Ban in Settlement with U.S. Trustee Program (DOJ Release)

Romanian National Sentenced to Four Years in Federal Prison for Role in Credit Card Skimming Scheme (DOJ Release)

Georgia Man Sentenced to Three Years For Nationwide Bank Fraud and Identity Theft Scheme (DOJ Release)

Protecting Investors From Misconduct / FINRA Adopts Rules to Address Brokers With a Significant History of Misconduct (FINRA Regulatory Notice)

A Court Seems Unimpressed by Financial Exploitation of an Elderly Widow (BrokeAndBroker.com Blog)

FINRA Suffers Stunning Rebuke by SEC in Tysk Appeal (BrokeAndBroker.com Blog)

FINRA Suffers Stunning Rebuke by SEC in Tysk Appeal (BrokeAndBroker.com Blog)

John David McAfee And Executive Adviser Of His Cryptocurrency Team Indicted In Manhattan Federal Court For Fraud And Money Laundering Conspiracy Crimes (DOJ Release)

CFTC Charges Two Individuals with Multi-Million Dollar Digital Asset Pump-and-Dump Scheme / First Manipulative Scheme Charged by CFTC Involving Digital Assets (CFTC Release)

SEC Charges Utah Resident with Defrauding Investors (SEC Release)

SEC Charges Seven Individuals for $45 Million Fraudulent Scheme (SEC Release)

SEC Charges AT&T and Three Executives with Selectively Providing Information to Wall Street Analysts (SEC Release)

Man Sentenced for Role in Investment-Fraud Scheme (DOJ Release

CFTC Charges Wisconsin Man with Fraud and Misappropriation (CFTC Release)

Investment Company Products / FINRA Provides Guidance on Common Sales Charge Discounts and Waivers for Investment Company Products (FINRA Regulatory Notice 21-07)

In the Matter of Larry Bowman, Respondent (FINRA AWC)