Dramatic Lawsuit Filed Against Robinhood by Family of Deceased Young Adult Trader
Dan Kearns; Dorothy Kearns; and Sydney Kearns, Plaintiffs, v. Robinhood Financial LLC; Robinhood Securities LLC; Robinhood Markets, Inc.; and Does 1-10, Defendants (Complaint) FULL TEXT
South Korean boy investor with 43% gains is new retail trading icon (Reuters.com by Cynthia Kim)
Schottenstein Family Affair Yields About $20 Million FINRA Arbitration Award (BrokeAndBroker.com Blog)
SEC Initial Decision Sanctions Improper Professional Conduct by CPAs
In the Matter of Anton & Chia, LLP, Gregory A. Wahl, CPA, Michael Deutchman, CPA, Georgia Chung, CPA, and Tommy Shek, CPA (SEC ALJ Initial Decision)
Maple Grove Investment Advisor Charged With Defrauding Clients Out Of More Than $2.2 Million (DOJ Release)
Former Phone Company Employee Charged For Role in Sim Swap Scam That Targeted At Least 19 Customers, Including New Orleans Resident (DOJ Release)
