Coronavirus Impact on Arbitration Hearings (FINRA Release)

Ticketmaster Pays $10 Million Criminal Fine for Intrusions into Competitor's Computer Systems / Ticketmaster Used Passwords Unlawfully Retained by a Former Employee of a Competitor to Access Computer Systems in Scheme to "Choke Off" the Victim's Business (DOJ Release)

Jewelry Wholesaler Pleads Guilty in $200 Million Ponzi Scheme / Defendant Falsely Promised High Rates of Return for Investments in Wholesale Jewelry Purchases (DOJ Release)

SEC Charges Jewelry Wholesaler with Fraudulent Securities Offering Targeting Current and Retired Police Officers and Firefighters (SEC Release)

SEC Obtains Final Judgment Against Orchestrator of Market Manipulation Scheme (SEC Release)

SEC Obtains Final Judgments Against Stock Promoters (SEC Release)

District Court Enters Permanent Injunction Shutting Down Technical-Support Fraud Scheme (DOJ Release)

SEC Charges Long Island City Man with Trading and Tipping Others as Part of Insider Trading Scheme (SEC Release)

Public Petitions for Rulemaking: Request to adopt amendments to rules applicable to SPAC IPOs to permit SPACs to conduct public offerings on a best-efforts basis (SEC Release)

Moving the Goal Line In a FINRA Expungement Arbitration (BrokeAndBroker.com Blog)