I Gave Him 108 Months Because You Can Dance To It and It's Groovy 

California Man Sentenced to 50 Months for Fraudulent Bank Accounts (DOJ Release)

Former Hedge Fund Manager Sentenced to 60 Months' Imprisonment and Ordered to Pay $14.4 Million in Forfeiture for Role in International Securities Fraud and Computer Hacking Scheme / Hackers Traded on Press Releases Stolen from Major Newswire Companies (DOJ Release)

Two Men Found Guilty in International Cyber-Fraud Scheme Involving Online Dating and Business Email Compromises (DOJ Release)

Orleans Investment Adviser Sentenced for Multi-Million Dollar Fraud and Identity Theft (DOJ Release)

Amherst Man Sentenced For Wire Fraud And Money Laundering In Scheme That Bilked Three Victims Out Of More Than $800,000 (DOJ Release)

Edelman Financial Services Loses Non-Solicit Non-Disparagement Case (BrokeAndBroker.com Blog)

Waddell & Reed Wins Refund of Rep's Unearned Commissions In the Matter of the Arbitration Between Waddell & Reed, Inc., Claimant, v.  Keir Dane Harner, Respondent (FINRA Arbitration Decision)

Purchase Yours Today! FINRA Secret Decoder Ring Now Available for $17 to Decipher Hidden Statutory Codes. "FINRA's OTC Quotations in Foreign Private Issues / FINRA Reminds Firms of Their Obligations Under SEC Rule 15c2-11(a)(4)" (FINRA Regulatory Notice 19-09). 

FINRA Arbitrator Pens Powerful Rationale for Granting Expungement of Two Complaints

In the Matter of the Arbitration Between John Christian Coyle, Claimant, v. Hilltop Securities, Inc., Respondent (FINRA Arbitration Decision)

GUEST BLOG: Singin' the Varsity Blues: Leave Them Kids Alone by Aegis Frumento Esq (BrokeAndBroker.com Blog)

Court Penalizes Wells Fargo Securities for Disclosure Failures in 38 Studios Bond Offering (SEC Release)

Merrill Lynch Wins A Round Against Former Employees in FINRA Arbitration (BrokeAndBroker.com Blog)

SEC Charges Registered Investment Adviser and Former Chief Operating Officer With Defrauding Client (SEC Release)

SEC Charges Former Municipal Officer with Fraud in Connection with Public Pension Funds (SEC Release)

Boston Woman Sentenced for $2.7 Million Bank Fraud Scheme (DOJ Release)

SEC Staff to Hold Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets

Forum To Be Held on May 31 at SEC Headquarters (SEC Release)

Court Enforces SEC Subpoenas Ordering Witnesses to Produce Documents and Appear for Testimony (SEC Release)