Springfield Man Pleads Guilty to Federal Drug Charge After Shipping Marijuana in Styrofoam Rocks Out of State (DOJ Release)

District Court Enters Temporary Restraining Order Blocking Three Elder Fraud Schemes From Sending Fraudulent Letters (DOJ Release)

Attorney General Underwood Announces Nationwide Policy Changes By National Retailers, Part Of AG Initiative To Combat Gift Card Fraud / Gift Card Scams Have Rapidly Increased -- Including a 270% Increase in Recent Years / Walmart, Best Buy, and Target Have Already Made Significant Reforms as Part of AG Initiative; Attorney General Underwood will Continue to Press Other Retailers to Make Changes to Help Protect Consumers from Scam Artists  (NY Attorney General Release)

Bank Executive and Husband Sentenced after Embezzling $2.7 Million (DOJ Release)

Boston Woman Pleads Guilty to Role in $2.7 Million Bank Fraud Scheme (DOJ Release)

Hurricane Restoration Company and Executives Settle SEC Accounting Fraud Charges (SEC Release)

Manhattan U.S. Attorney Announces Criminal Charges Against Societe Generale S.A. For Violations Of The Bank to Pay Total Penalties of more than $1.3 Billion as part of Resolution with Federal and State Prosecutors and Regulators (DOJ Release)

SEC Declines to Lift Temporary Suspension of Inactive CPA. In the Matter of Karen Bruton (SEC Order Denying Petition to Lift Temporary Suspension and Directing Hearing; '34 Act Rel. No. 84627; Admin. Proc. File No. 3-18790)

Stockbroker Wins Expungements of Decade Old Customer Complaints

(BrokeAndBroker.com Blog)

Defendant Pleads Guilty to Defrauding Investors in Binary Options and Cryptocurrency Scheme and Admits to Obstructing Justice (DOJ Release)

FINRA Bars Rep for False Mileage Expenses.In the Matter of  John Robert Nicholson, Respondent (AWC 2016052411501, November 19, 2018).