BILL SINGER is an outspoken critic of ineffective regulation and an advocate for economic and political sanity. Singer provides legal counsel to securities-industry firms, registered persons, whistleblowers and defrauded investors. During his four-decade career, Singer has represented clients before regulatory organizations, in criminal investigations, and in Congressional investigations.

Singer is the publisher of RRBDLaw, Securities Industry Commentator, and Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."
July 10, 2020
Come with me as we journey back in time some eleven years to December 2009, when FINRA member firm Sharemaster submitted its 2009 annual audit. That 2009 audit was submitted without an attestation that it had been conducted by a Pu... Read On
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