BILL SINGER is an outspoken critic of ineffective regulation and an advocate for economic and political sanity. Singer provides legal counsel to securities-industry firms, registered persons, whistleblowers and defrauded investors. During his four-decade career, Singer has represented clients before regulatory organizations, in criminal investigations, and in Congressional investigations.

Singer is the publisher of RRBDLaw, Securities Industry Commentator, and Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."
January 28, 2020
For many FINRA member firms and associated persons, the self-regulatory-organization's response to infractions of its rules may be the imposition of a suspension, expulsion, or bar. In some cases, aggrieved respondents file an appeal with t... Read On
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